SWEAN CONSULTING

Compliance Officer

SWEAN CONSULTING

Legal Services

1 week ago
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Job summary

We are looking to hire a Compliance Officer. This role requires a legal practitioner who understands the compliance laws that regulate investment firms and the financial sector in its entirety.

Min Qualification: Degree Experience Level: Mid level Experience Length: 3 years Working Hours: Full Time

Job descriptions & requirements

Responsibilities:

  • Develop and implement compliance policies and procedures
  • Monitor regulatory changes and ensure adherence
  • Provide legal guidance on investments, contracts, and agreements
  • Manage compliance audits and risk assessments
  • Collaborate with teams on regulatory reporting and filings
  • Handle legal disputes and issues


Requirements:

  • LLB or equivalent in Law
  • Professional certification (e.g., CML, CAMS)
  • 3-5 years of experience in legal/compliance roles
  • Strong understanding of regulatory frameworks
  • Excellent analytical and communication skills


If you're a compliance professional with legal expertise, we'd love to hear from you! 😊

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