Compliance Officer
Job summary
We are looking to hire a Compliance Officer. This role requires a legal practitioner who understands the compliance laws that regulate investment firms and the financial sector in its entirety.
Job descriptions & requirements
Responsibilities:
- Develop and implement compliance policies and procedures
- Monitor regulatory changes and ensure adherence
- Provide legal guidance on investments, contracts, and agreements
- Manage compliance audits and risk assessments
- Collaborate with teams on regulatory reporting and filings
- Handle legal disputes and issues
Requirements:
- LLB or equivalent in Law
- Professional certification (e.g., CML, CAMS)
- 3-5 years of experience in legal/compliance roles
- Strong understanding of regulatory frameworks
- Excellent analytical and communication skills
If you're a compliance professional with legal expertise, we'd love to hear from you! 😊
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