Job Description
Build a strong compliance environment to ensure zero level of policy, procedures, and regulatory infractions. Ensure processors carry out prompt and effective call over of branch transactions. Build strong awareness in branch staff on all policy and procedures issues; zero tolerance for open GL Items, unreviewed transactions, and income leakages. Champion automation initiatives within the team.

Carrying out spot checks and review of activities in the branches under coverage, cash count and vault administration, funds transfer, clearing processes and returned cheques, etc., ensuring adherence to policies and procedures.
Track, monitor and ensure resolution of control monitoring findings within timeline
Ensure no overdue audit/control monitoring findings.
Monitor and ensure completion of Control First checklist within timeline.
Support the re-engineering of bad processes across coverage areas.
Review of system exception override message report.
Review of GL/P&L Movement Report.
Carry out first level Investigation of all fraud and staff disciplinary cases and ensure that relevant consequence management is applied.
Ensure proper safe keeping and archiving of Transaction Tickets.

Qualifications

BSc. Business management or related field.
Professional Certifications like CISA – Certified Information Systems Auditor or relevant certifications can be an added advantage.

Experience