Internal Control Officer

Responsibilities:

• Develop and implement internal control policies and procedures in line with regulatory requirements.
  
• Conduct regular internal audits of departments and processes
  
• Monitor internal compliance with SEC, NGX, and other statutory regulations
  
• Identify internal control gaps and recommend remedial actions
  
• Investigate anomalies and ensure timely resolution of any identified issues
  
• Ensure proper documentation and safeguarding of financial and client data
  
• Prepare internal control reports with findings and recommendations for management
  
• Support external auditors and regulatory examiners during inspections
  
• Train staff on internal control best practices and compliance awareness
  
• Work with the accounts and finance department in handling transactions
  
• Monitor and enforce compliance with internal control requirements and operational processes

Requirements:

• Bachelor’s degree in Accounting, Finance, Economics, or a related field
• Professional certification such as ACA or CIA is an added advantage
• Minimum of 5 years of experience in internal control, audit, or compliance (preferably in a stockbroking firm)
• Strong knowledge of SEC and NGX rules and regulations
• Attention to detail and analytical thinking
• High level of integrity and confidentiality
• Excellent report writing and communication skills
• Proficiency in Microsoft Excel and other Microsoft office applications
• Female gender preferred for gender balance