Compliance Officer

1. Ensure that our entity is in compliance with external rules and regulations and internal policies and procedures, in the areas of crypto exchange compliance.

2. Provide advisory & supports on compliance matters, such as advise on compliance training plan, manage overall licensing & notifications, handle regulatory exams & surveys, control room related matters, incident management and such other tasks assigned from time to time.

3. Be the Key Compliance Contact with major stakeholders. It covers all business units and service units as far as they are related to scope on the above.

4. Work with the relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes.

5. Review customer communication materials/correspondence with regulatory bodies.

6. To ensure that all necessary crypto exchange compliance, related documentation is properly maintained and updated.

7. Provide training on crypto compliance, and promote compliance awareness among the associates.

8. Liaise with the local regulators on compliance matters, including but not limited to onsite/offsite review and progress report, surveys/enquiries from regulators on \our entity's services.

9. Handle ad-hoc compliance projects upon request from his/her supervisor.

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