- Minimum Qualification : Degree
- Experience Level : Entry level
- Experience Length : 2 years
Job Description/Requirements
As an Associate, you'll work as part of a team of Risk Managers, Ethics & Compliance Team, helping to manage risk and drive quality. PwC Professional skills and responsibilities for this Associate level include but are not limited to:
Key Responsibilities
- Identify unmitigated or partially mitigated business risks, which can result in material financial, operational, regulatory, or reputational risks for the firm
- Collect and collate monthly data for Risk Appetite metrics and ensure adherence to the risk escalation guidelines for breach of limits.
- Track and monitor open actions related to incidents and risk issues requiring follow-up and resolution.
- Maintain all pertinent records relating to incident reporting through closure.
- Prepare risk reports (monthly, quarterly and annually) to Management and ad-hoc requests for risk data/information
- Monitor inherent risk profiles in the business and the control environments, and be innovative on risk mitigation and process improvement activities
- Carry out responsibility for assessing compliance with firm’s quality controls around client and engagement acceptance and continuance.
- Monitor/ internal control compliance with firm’s policy with respect to Information and Data Protection.
- Perform necessary controls / safeguards to mitigate risk exposures on Anti-Money Laundering subjects, Joint Business Relationship (JBR), Acceptance and Continuance checks, etcetera.
- Provide training support to staff members with navigating established risk management practices within the firm’s services.
- Perform periodic review and testing of all R&Q processes to monitor staff compliance with risk and independence requirements
Skills and Competencies Requirement:
- Excellent communication Skills.
- Has strong multitasking, attention to details and organizational skills.
- Possesses the willingness to learn and embrace change and to adapt new work techniques.
- Proficient in the use of Microsoft office suites.
- A team player, with good self-management skills and an ability to take initiative
Educational & Experience Requirements:
- First Degree in any discipline with minimum of Second-Class Upper Division.
- Experience: At least 2 years’ work-related experience.
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