Job Summary

The successful applicant's primary responsibility is to ensure that the company functions in a legal and ethical manner while meeting its business goals. Additional responsibilities include developing compliance programs, reviewing company policies, and advising management on possible risks.

  • Minimum Qualification: HND
  • Experience Level: Mid level
  • Experience Length: 3 years

Job Description/Requirements

  • Keep the business abreast of any regulatory developments and industry best practices and assess the impact on current procedures, as well as ensuring that necessary changes are implemented.
  • Develop and implement an Annual Compliance plan.
  • Liaise with Industry Regulators and other agencies and respond to regulatory enquiries, findings, and deficiencies.
  • Carry out Compliance reviews and Compliance monitoring activities.
  • Monitor the resolution of Clients’ complaints.
  • Provide assistant to respective units for purpose of compliance with applicable statutory, regulatory, and supervisory requirements.
  • Ensure no fine/censure from Regulatory authorities.
  • Improvement in the compliance culture, enterprise-wide
  • Minimum educational qualification of a University Degree or a Higher National Diploma from a recognized tertiary institution, professional qualification in the field of Law, Accounting, Actuarial Sciences. Audit and Finance or any other relevant discipline.
  • Experience in Control and compliance units.
  • General knowledge and understanding of the Nigerian Capital market.
  • General familiarity with laws and regulations governing financial institutions.
  • In-depth knowledge of the legislation, rules, and regulations which relate to financial services, especially the Nigerian Capital Market.
  • Technical proficiency in the development and implementation of Compliance programmes.
  • Ability to provide technical guidance and direction in control and compliance as relates to financial services, especially Capital Markets.
  • Ability to engage with regulators and law enforcement agents.
  • Effective communication, organizational, and time management skills.
  • Proficiency in Microsoft Office Applications.
  • Business Awareness.

Important Safety Tips

1. Do not make any payment without confirming with the Jobberman Customer Support Team. 2. If you think this advert is not genuine, please report it via the Report Job link below.

Share Job Post

Stay Updated Join our newsletter and get the latest job listings and career insights delivered straight to your inbox.

Log In to apply now

Activate Notifications
Stay productive - get the latest updates on Jobs & News
Deactivate Notifications
Stop receiving the latest updates on Jobs & News
| Full Time |
NGN 75,000 - 150,000
Akf Properties Limited
| Full Time |
Anonymous Employer
| Full Time |
| Full Time |
NGN Less than 75,000