Associate compliance manager

Estrada International

Job Summary

Our Client, a top player in the Investment Sector requires the services of an Associate Compliance Manager to join its team. The successful Candidate will be responsible for the review of legal documentation and regulations impacting the company’s operations, developing compliance monitoring plans to address areas of key risk.

  • Minimum Qualification: Degree
  • Experience Level: Management level
  • Experience Length: 5 years

Job Description


The successful candidate reports to the Head, Compliance Unit. The responsibilities include;

  • Perform audit procedures.
  • Identify control gaps and opportunities for improvement.
  • Developing and implementation of compliance risk management plans
  • Continual compliance risk assessment of company practices together with the development of internal policies and procedures and protocols
  • Monitoring, creating awareness and review of Compliance Policies
  • Tracking/Logging all compliance related correspondence between the stakeholders
  • Review of client benefit payments & Compliance Report Monitoring

Qualification Requirements

  • BL, LLB (preferable), Bsc Accounting, Economics, etc.
  • Minimum of 5 years’ experience within the Financial Investment Sector
  • Passion for compliance and global regulatory trends.

How to Apply?

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